VCO-Reg S-P Complete Suite

17 CFR Part 248 17 CFR § 248.30 SEC Release No. IA-6604 17 CFR § 248.1 15 U.S.C. § 78o

Two purchases, one program.

Buying Phases Separately

  • Building governance and operations separately means gaps between the two phases go unnoticed until an SEC examination
  • Assembling a full Regulation S-P program from two standalone purchases costs more and takes longer to complete
  • Partial documentation coverage leaves examiners asking why some safeguards are addressed and others are not
  • No single audit trail connecting foundational risk assessment to ongoing operational controls

With the Complete Suite

  • One combined governance-through-operations program — both phases delivered together, cross-referenced
  • All 11 documents mapped to the same organization data and transaction ID for a consistent audit trail
  • Complete coverage of 17 CFR Part 248, the Safeguarding Rule, and the 2024 Reg S-P Amendments in a single acquisition
  • A fixed suite price that costs less than purchasing both phases separately

11 Documents — Complete Suite

11 Documents
Delivered as editable .DOCX + locked, forensically personalized .PDF
Phase 1 — Foundation
  1. Information Security Program Policy
  2. Customer Record Inventory
  3. Regulation S-P Gap Analysis
  4. Service Provider Risk Assessment
  5. Information Security Risk Assessment
Phase 2 — Execution
  1. Incident Response Program
  2. Annual Privacy Notice and Opt-Out Procedures
  3. Service Provider Oversight Program
  4. Staff Training Matrix and Completion Log
  5. SEC Examination Readiness Checklist
  6. Annual Program Review and Compliance Report

Built for procurement, not persuasion.

Citation-Level Precision

Full Coverage, Not Partial

Every document is structured against the specific Regulation S-P and 2024 Amendment provisions it addresses.

Forensic Personalization

Single-Entity License

Your organization name, authorized representative, and transaction ID are embedded into every page across all 11 documents.

Fixed Procurement Pricing

One Suite Price, Below Combined Cost

A single fixed price for the complete program — no committee approval required.

Instant Delivery

Minutes, Not Weeks

All 11 documents arrive as a single ZIP download within minutes of purchase confirmation.

Ready to deploy the complete Regulation S-P Administrative Protocol Suite?

Acquire the full governance-through-operations documentation program in one purchase.

Add to Cart — $4,297 View all Regulation S-P series